Our Proposition

Compliance and Regulatory Support

Protecting You, Your Clients, and Your Business

Compliance | The Dragon Network

Good compliance isn’t about business prevention – it’s about getting the right outcomes and protecting you, your business, and your clients.

Good compliance isn’t about business prevention – it’s about getting the right outcomes and protecting you, your business, and your clients.

We conduct full file reviews of all sales to spot any issues – you’ll get feedback promptly, and guidance on how to proceed, so your sale can go through and your client can get what they need.

Our bespoke compliance management system uses the latest technology to identify and analyse development areas. You’ll have access to its interactive dashboard, so you can track performance and drive improvement.

You’ll have access to our suite of regulatory templates, scripts and supporting documentation, making it easy for you to cover all of the necessary regulatory requirements when meeting your clients.

You’ll receive regular updates to keep you in the loop. If there are any changes to regulations, FCA requirements, or our own internal processes and policies, we’ll let you know in plenty of time and give you all the support you need to adapt for continued success.

Our team of compliance experts are on hand to answer any questions and give you support, however you need it – over the phone, by email, or face to face.

In the unfortunate event that a client raises a complaint, you’ll have the full support of our complaints handling team. They’ll deal with the complaint in line with the Financial Ombudsman Service’s requirements and find a solution that satisfies all parties.

Professional Indemnity insurance is provided at no extra cost for the first 12 months.

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Whole of Market Panel and Products

More Options for Your Clients, More Business for You

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Market Leading Client Management System

Everything You and Your Clients Need, All in One Place

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Bespoke Business Development

Growth at the Right Time and the Right Pace

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Compliance and Regulatory Support

Protecting You, Your Clients, and Your Business

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Personalised Training and Development

Enhancing Your Knowledge and Skills

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New Qualified & Non-CAS Support

From getting qualified through to Competent Adviser Status

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Growth

We’ll help you to grow and flourish at a pace that suits you. We believe in sustainable growth and quality over volume sales.

Parternship

We’ll work in partnership with you. We’ll help you build your business, but we’ll never tell you how to run it. We’ll offer guidance, make suggestions, and provide support, but you’ll always be in control.

Security

We’ll keep you, your business and your clients safe. We’ll deal with the regulators, leaving you to focus on meeting clients, writing business, and providing value.

Personal

We’ll provide friendly, collaborative and personalised network services. Your business has its own unique identity and we’ll respect that and treat you like an individual.

Start your journey as a self-employed mortgage & protection advisor today. It's time to take control.

Let's arrange a quick call to run through our proposition to discuss how your future could look for you as a member of The Dragon Network.

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